Securities Commission issues revised guidelines on conduct for capital market intermediaries

KUALA LUMPUR, March 29 ― The Securities Commission Malaysia (SC) today issued the revised Guidelines on Conduct for Capital Market Intermediaries, aimed at elevating the...

KUALA LUMPUR, March 29 ― The Securities Commission Malaysia today issued the revised Guidelines on Conduct for Capital Market Intermediaries, aimed at elevating the standards of professionalism and integrity of capital market intermediaries in the industry.

“The guidelines also clarify the SC’s expectations on CMIs’ duty to act honestly and fairly as well as avoid misleading and deceiving its clients under any circumstances.

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