The OSC said the recommendations were exempt from public release because they fall under the category of ‘advice to the government’
A year after Ontario’s Finance Minister called for a review of several Canadian banks that had halted sales of third-party investment funds, investors remain in the dark about whether regulators plan to do anything to address the issue.Ontario Securities Commission
While the regulator granted partial access to the six-page document – which also included advice to the minister on a separate issue, that of tied selling at the banks – it redacted all information pertaining to its recommendations that had “been accepted or rejected by the Ministry of Finance.”
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