(Reuters) - Goldman Sachs will pay a $5.5 million civil penalty to settle alleged recording-keeping violations and for violating a prior order, the ...
STORY CONTINUES BELOW THESE SALTWIRE VIDEOS - Goldman Sachs will pay a $5.5 million civil penalty to settle alleged recording-keeping violations and for violating a prior order, the U.S. Commodity Futures Trading Commission said on Tuesday.
The CFTC's order finds Goldman violated a cease-and-desist provision of a prior order and committed record-keeping violations in connection with failing to properly record and retain certain audio files, the regulator said in a statement.
Philippines Latest News, Philippines Headlines
Similar News:You can also read news stories similar to this one that we have collected from other news sources.
Goldman Sachs to sell wealth advisory unit to Creative PlanningGoldman Sachs said on Monday it has struck a deal to sell an investment advisory business to wealth management firm Creative Planning LLC
Read more »
Goldman Sachs to sell wealth advisory unit to Creative Planning(Reuters) - Goldman Sachs has struck a deal to sell an investment advisory business to Creative Planning LLC, Bloomberg News reported on Monday, citing ...
Read more »
Goldman Is Selling a Wealth-Advisory Unit to $240 Billion Money ManagerGoldman Sachs Group Inc. struck a deal to sell an investment-advisory business aimed at the mass-affluent market to Creative Planning LLC, a $240 billion wealth-management firm, according to people with knowledge of the matter.
Read more »
Goldman Sachs to sell wealth advisory unit to Creative PlanningMarket News
Read more »
Hedge funds’ exposure to Magnificent Seven tech stocks at record: Goldman SachsFirm says largest U.S. stocks collectively now make up about 20 per cent of the total net market value
Read more »
Vinfast’s Surge Above $200 Billion Vaults EV Maker Past Goldman, BoeingUnprofitable Vietnamese electric-vehicle maker VinFast Auto Pte Ltd. is now worth more than the likes of Goldman Sachs Group Inc. and Boeing Co.
Read more »